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MARK 15 CLOSE-IN WEAPON SYSTEM, PHALANX |
Close-in Weapon System
Development
The sinking of the Israeli destroyer Eilat in October 1967 by SS-N-2
`Styx' (qv) anti-ship missiles created great concern in the United
States Navy which was at that time conducting operations off the
Vietnamese coast. The concern was increased by the knowledge that the
Russians had a submarine-launched missile, SS-N-7 `Starbright' (qv),
which would further reduce reaction times.
Consequently in 1968 a quick reaction feasibility study requirement
was issued and the following year a contract was awarded to General
Dynamics, Pomona (now Hughes Missile) for a closed-loop fire-control
system. The concept was demonstrated at White Sands, New Mexico, in
1970 and as a result, prototypes designated Mark 90 fire-control
system and Mark 72 gun mountings, were developed and delivered in
January 1973 with one installed in the `Farragut' class `fleet escort'
(later destroyer) USS King (DLG 10, later DDG 41) between August 1973
and March 1974. However, doubts were expressed about the capability of
the system and with the end of the Indochina War, naval funding became
subject to greater restriction.
Problems were also encountered but in July 1974 six more systems
were ordered as operational suitability models. In November 1974 a
remotely operated system was installed in the hulk of the destroyer
Cunningham and used in lethality testing against a wide variety of
missiles including Walleye laser-guided bombs until February 1976.
Another system was installed in the destroyer USS Bigelow (DD 942) for
testing in a severe ECM environment. In July 1977 the system, dubbed
Mark 15 Close-In Weapon System (CIWS) and named Phalanx, was approved
for service use with a full production contract awarded to General
Dynamics in September 1979.
The first systems entered service in April 1980 in the aircraft
carrier USS America (CV 66) and its use was subsequently extended to
all surface warships of frigate size and above, all major amphibious
warfare vessels and many important auxiliaries. The first export
customer was Saudi Arabia and the system entered service in September
1981 with the commissioning of the corvette Badr. In February 1987 GE
Aerospace, Ordnance Systems (now Lockheed Martin, Armament Systems
Division) was awarded a second source contract for Phalanx.
The Phalanx has been continually improved especially with software
but in the early 1980s the threat from high-angle diving missiles led
to the first major hardware improvement. A version capable of dealing
with high-angle diving threats was delivered in prototype form as
Block 1 in 1985 and installed in the cruiser USS Biddle (CG 34).
Limited production of what became Block 1 Baseline 0 began in late
1985 (it was formally approved in March 1986) and the system entered
service in the battleship USS Wisconsin (BB 64) in October 1988.
Subsequently the definitive model appeared as Block 1 Baseline 1 and
was phased into production from FY88 and approved for full production
two years later. Production of Block 0 ceased in 1987 and in the US
Navy, and many of its allies, many Block 0 systems have been, or are
scheduled to be, upgraded to Block 1 standard.
Plans also existed to produce a follow on system, provisionally
designated CIWS-2000 and later Block 2 with full-scale development
anticipated from late 1991. However, there were considerable doubts
both within the US Navy and Congress about the value of a next
generation gun system. Congress refused funding in January 1988 until
the Signaal Goalkeeper (qv) had been evaluated, and in 1991 the
programme was abandoned in favour of further incremental improvements
to the Phalanx. In January 1994 Hughes Missile began to integrate
improved sensors and controls to produce the Block 1 Baseline 3
version with surface engagement capability. Plans now exist for Block
1 Baseline 4 with better sensors and processing and this is scheduled
to enter service in 1997.
Early in 1994 Devenport Management Ltd (DML) won a Pds2.4 million
contract to upgrade five Phalanx systems to Block 1 standards. The
contract included a similar option for another six systems.
In April 1995 it was revealed at the US Navy League convention that
Hughes and Signaal will develop a high-energy laser-based CIWS based
upon the Phalanx mounting. It is planned to enter service by 2005 to
replace Phalanx and Goalkeeper. Hughes was also teamed with Loral
Defense Systems - Akron (now Lockheed Martin Tactical Systems Company)
on a similar project with at sea trials in the drone test ship Decatur
in the Summer of 1995.
Description
The Mark 15 CIWS is a `closed-loop' (that is, tracking both the
target and the stream of rounds) weapon system designed to provide the
innermost layer of defence against anti-ship missiles. It consists of
the Mark 16 weapon group, the Mark 339 local and Mark 340
remote-control panels as well as a remote indicator panel.
The Mark 16 weapons group is based upon a barbette assembly with
electronics cabinet (called an `enclosure') attached to the rear. The
mount and train drive assembly are on top of it and hold the 20 mm gun
assembly with the fire-control radar and servo assembly above it. The
group occupies a 5.5 m{2} space on the deck and is on a 150 mm thick
platform but requires no deck penetration. The Baseline 0 group is 3.1
m long, 4.7 m high and weighs 5.24 tonnes while the Baseline 1 group
has the same length but is about 5 m high and weighs 6.17 tonnes.
The barbette contains the hydraulic and transmitter power supplies,
the environmental control unit and the seawater heat exchanger. The
system uses 31.75 kg of seawater per minute for cooling, the water
being supplied from ship systems. The Phalanx has demonstrated the
ability to operate for 30 minutes without cooling before shutting
down.
The gun assembly is suspended between the supports of the mount and
train drive assembly. It consists of a 20 mm M61A1 Vulcan
Gatling-principle gun in an open box assembly suspended beneath which
is a cylindrical magazine and feeding mechanism. The rounds are moved
in a belt from the lower end of the magazine's front along its right
side to enter the lower part of the gun on the left side (when viewed
from the front) through a chute conveyor system. The ammunition
magazine takes up to 30 minutes to reload. The M61A1 Vulcan is a
six-barrelled weapon capable of phenomenally high rates of fire and is
powered by a T48 electric gun drive. The 1.52 m long barrels are made
of chromium-moly-vanadium and weigh 7.93 kg with nine rifling grooves
featuring a 7° twist extending for 1.42 m.
It may be regarded as consisting of six autonomous single-action
guns clamped together at 60° angles and attached by a bayonet lock to
an electrically driven rotor which spins anti-clockwise when seen from
the rear. The six barrels are mounted slightly coned by being inclined
towards the centre of the cluster at 0.75°. The rotor housing contains
six slots to provide each gun with a bolt which moves within the slot
as the rotor turns. The rotor mechanism is covered by a static housing
which contains a locking cam, the housing moves 6.35 mm in recoil
through recoil adaptors when the gun is fired. Gun bolt action is
controlled by the main gun cam, an elliptical slot machined into the
rotor housing, via a roller on top of the gun bolt. Loading is
performed through a conventional feeder guide and sprockets mechanism.
As the barrels rotate a phase of their firing action is completed,
these being described in clock-code when seen from the rear.
| Location |
Action |
| 5 o'clock |
A fresh round of ammunition fed into chamber when bolt is at rear. |
| 3 o'clock |
As the barrel rotates the round, with the cartridge retained in
the bolt's extractor lip, is rammed into the chamber and the
breech is locked by the bolt lock block. The locking action is
due to the block being cammed into a recess in the rotor at the
end of the ramming movement. |
| 1 o'clock |
The firing pin is mechanically cammed into contact with the
cartridge primer as breech locking is completed and an electrical
impulse is used to detonate the primer. As breech pressure builds
the firing pin retracts. |
| 11 o'clock |
As the projectile leaves the barrel gas pressure declines.
A cam unlocks the bolt lock block and the bolt assembly begins
travelling to the rear taking with it the spent cartridge. |
| 9 o'clock |
The cartridge rolls off the front of the bolt face. |
| 7 o'clock |
The cartridge is ejected from the gun through a chute. |
The Lockheed Electronics AN/UPS-2 radar is a 12 to 18 GHz (J-band)
pulse Doppler sensor with a vertical tracking antenna at the front and
a search antenna at the top. The shared transmitter, the receiver and
servo mechanisms are all in the same housing. The system is capable of
search, detection, threat evaluation, acquisition, track and fire
modes which can be conducted automatically through a digital computer
with manual override.
In search mode the radar uses unambiguous Doppler/ambiguous range
and switches PRF to achieve range resolution in three range-coverage
zones. It uses unambiguous Doppler/ambiguous range as well as a
derived search range to acquire the target as well as bearing and
speed to search the range, angle, speed envelope provided by the
search radar. Angle tracking is monopulse with PRF switching to track
across blind ranges.
Target data is correlated according to range, range rate and
angular position relative to the mounting. When the target is
evaluated as a threat the tracking antenna, which has a rate
integrating gyro, is adjusted to the target's elevation so there will
be no delay between target handover and track acquisition. An error
signal between the gun's existing position and the target's location
provides gun control.
The Mark 339 local-control panel is attached to the ship's
structure in a shock-proof mounting and includes all the controls
required for operational maintenance and emergency operational control
in the event of battle damage. The Mark 340 remote-control panel is
used for target allocation through a multiple battery control system
which supervises up to four mountings. It operates in conjunction with
the individual Mark 339 panels. The bridge-mounted remote indicator
panel is used to display the status of the ship's Mark 16 weapons
groups and there are two below-deck gun-control panels.
In addition to the normal, `bolt-on', configuration Phalanx may
also be installed in two other specialised configurations for
environmental or operational reasons. The low-profile Electronics
Enclosure (ELX) has the barbette lowered into a carrier sponson. The
deck-mounted maintenance enclosure installation features the barbette
in a metal housing which enhances mounting accessibility to
maintenance personnel. The electronics enclosure tends to be a little
distance from the barbette while the train platform is raised to allow
the installation of a waterproof seal. These enclosures are normally
associated with Block 0 mountings and were introduced when sea
corrosion problems were encountered.
Phalanx is normally set up to scan a particular sector and will
automatically engage fast air targets unless the `hold fire' button is
pressed. Targets can be detected at 3 n miles (5.6 km) and acquired at
2.3 n miles (4.3 km). When the gun fires, the radar tracks the
centroid of six outgoing projectiles, predicts their point of closest
approach to the target and corrects the aim of the following bursts.
This technique uses variable PRF with selected spectral frequency line
tracking to measure the stream of projectiles' angular error. Firing
usually begins at 1 n mile (1.85 km) with a maximum probable kill at
460 m. System reaction time is reported to be 3 seconds.
Although designed for autonomous missile engagement, Phalanx
targets may be designated by other ship sensors through the command
and weapon control system. It may also be used for surface-to-surface
engagements through another fire-control system or an
optical/electro-optical designator. In SSDS (qv) the Phalanx radar can
be used to cue the RIM-116A Rolling Airframe Missile (qv).
Two major versions and four models of Phalanx have been planned:
Block 0
Description
This version features a 16-bit Control Data Corporation (CDC, now
Computer Development Inc or CDI) Model 469E parallel word, general
purpose computer with AN/AYK-14 style core memory and has a 980-round
magazine and the hydraulically driven gun drive provides a rate of
fire of 3,000 rds/min. The search radar uses a horizontal antenna
slaved to a vertical gyro to compensate for deck pitching. It has only
a limited elevation coverage and in evaluating threats it is turned in
the target's direction.
Block 1
Description
Baseline 0: This model also has the CDC/CDI Model 469E computer
together with a new search radar antenna consisting of a four-plate,
back-to-back array to provide nominal hemispheric coverage. The
introduction of Very Large Scale Integrated (VSLI) circuitry,
especially in the transmitter mode control unit, greatly improved
reliabilty. The gun assembly features a positive ceasefire function
which matches burst lengths to target characteristics and to ensure
that when firing ceases there are no live rounds in the breech. The
whole mounting weighs 6.18 tonnes.
Baseline 1: The gun assembly in this model has a pneumatic gun
drive which increases rate of fire to 4,500 rds/min and a 1,470-round
magazine with tungsten penetrators replacing the depleted uranium ones
from circa 1990. The radar has improved sensitivity.
Baseline 2: This version was to have had a new loading system with
a second ammunition drum on the electronics enclosure feeding the main
magazine. It was also scheduled to receive a Thomson-CSF radar
transmitter. The radar was cancelled on cost grounds. Instead it
received a higher order computer language and the ability to interface
with Aegis or SSDS while a muzzle brake was also added to the gun. It
entered service in FY95.
Block 1A
Description
This mounting, which was scheduled for fleet release in 1996, has a
32-bit CDI Mips-based R3000 RISC microprocessor and Ada-language
software to introduce Kalman filtering for gun aiming. It also
incorporates the ability to interface with SSDS.
Block 1B
Description
This is an upgraded Block 1A and adds a surface engagement mode
capability with reduced gun dispersion (by lengthening the gun barrels
to 482 mm and introducing a new mounting for the gun) and a new
electromagnetic interference mitigation feature into the radar.
Added to the system is a Pilkington Optronics HDTI (High Definition
Termal Imager) and SRT Electro-Optics video tracker as well as manual
acquisition controls. The HDTI, which is mounted on the left of the
radome, weighs 6 kg and operates in the 8 to 12 µm range with fields
of view of 9 x 6° and 3 x 2°. Contraves Inc will supply the
stabilisation system while Hughes Missile Systems will provide the
engagement controller. The system is scheduled to enter service in
FY98.
The Hughes/Signaal high-energy laser will feature a fly-wheel power
supply system spun by ship's power in place of the magazine and the
laser replacing the gun system. A 50 cm aperture laser would require
200 kW of power and will be capable of 100 x 1 second engagements
before reloading which will take 10 seconds.
The Hughes/Loral system would be a low-energy carbon dioxide laser
supported by the Loral Multiband Anti-Ship cruise missile defence
Tactical EW System (MATES). It is designed to provide a `soft kill'
capability against missiles with infra-red seekers.
Status
By June 1994 some 792 Phalanx systems had been delivered or ordered,
including some 250 for export, of which 346 were dedicated Block 1.
Hughes Missile Systems Company/General Dynamics produced 734 of the
total while Lockheed Martin/General Electric produced 58 Block 1s.
Phalanx is in service with, or ordered for, Gearing and Amazon class ships in Pakistan Navy
have this system .
SPECIFICATIONS :
Gun
Calibre: 20 mm
Barrel length: 53 calibres
Muzzle velocity: 1,030 m/s
Rate of fire: 3,000 rds/min (Block 0, Block 1 Baseline 0), 4,500
rds/min (Block 1 Baseline 1)
Range: 0.75 n miles (1.47 km) (effective, horizontal)
Mounting
Weight: 5.42 t (Block 0), 6.18 t (Block 1)
Traverse: 310°
Elevation: -25 to +85°
Training speed: 126°/s
Elevation speed: 92°/s
Power requirement: 440 V, 60 Hz, 3 phase. 18 kW search, 70 kW
transient
COMPANY NAME : Hughes Missile Systems Company
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